JPMorgan Admits Recordkeeping Failures’ Charges, To Pay $125Mn Penalty
The United States’ (U.S’) Securities and Exchange Commission at the weekend announced…
U.S SEC Awards Nearly $5Mn To Whistleblower
The United States’ Securities and Exchange Commission (SEC) has awarded nearly $5…
SEC Adopts Amendments to Finalize Rules On HFCAA Disclosure Requirements
The US Securities and Exchange Commission (SEC) has adopted amendments to finalize…
U.S SEC Sanctions Oil Firm, Ex-CEO For Non-Disclosure Of Perks, Stock Pledges
The United States’ Securities and Exchange Commission (SEC) on Monday announced that…
U.S SEC Awards $11.5Mn To Two Whistleblowers
The U.S Securities and Exchange Commission (SEC) at the weekend announced awards…
JP Morgan To Launch Bitcoin Fund For Wealthy Clients
JP Morgan, an American multinational investment bank and financial services holding company,…
U.S SEC Intensifies Data Analytics Focus To Sanction Securities Law Violators
The U.S. Securities and Exchange Commission (SEC), is strengthening its focus on…