U.S SEC Adopts Rule To Update Definition Of Qualifying Venture Capital Funds
The United States (U.S) Securities and Exchange Commission has adopted a rule…
SEC Proposes Joint Data Standards To Promote Financial Data Transparency
The U.S Securities and Exchange Commission (SEC) on Friday proposed joint data…
US’ SEC Proposes Form PF Amendments to Enhance Private Fund Reporting
The United States’ Securities and Exchange Commission (SEC) on Wednesday voted to…
JPMorgan Admits Recordkeeping Failures’ Charges, To Pay $125Mn Penalty
The United States’ (U.S’) Securities and Exchange Commission at the weekend announced…
U.S SEC Approves 2022 PCAOB Budget, Accounting Support Fee
The United States’ (U.S’) Securities and Exchange Commission has approved the 2022…
US SEC Charges Firm, Former Executives With Revenue Manipulation Scheme
The United States’ Securities and Exchange Commission (SEC) on Monday charged American…
Credit Suisse To Pay $745Mn For Misleading Investors, FCPA Violations
Credit Suisse Group AG has agreed to pay nearly $475 million to…
U.S SEC Amends Filing Fee Disclosure, Payment Methods
The United States’ Securities and Exchange Commission (SEC) has adopted amendments to…
U.S SEC Charges Hemp Firm, Co-Founders With $15Mn Fraud
The U.S Securities and Exchange Commission (SEC) has charged CanaFarma Hemp Products…
U.S. SEC Files Action Against BitConnect, Others Over Alleged $2Bn Fraud
The Securities and Exchange Commission (SEC) has filed an action against BitConnect,…